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SEC RIN: 3235-AJ45 Publication ID: Fall 2008 
Title: Guidance Regarding Fund Board Oversight of Investment Adviser Portfolio Trading Practices  
Abstract: The Commission issued a release for notice and comment that would provide guidance to mutual fund boards in fulfilling their responsibilities with respect to oversight and monitoring investment adviser portfolio trading practices, including the use of soft dollars. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 78bb(e)    15 USC 80b-11(a)    15 USC 80b-4    15 USC 80a-28(a)    15 USC 80a-31(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  08/06/2008  73 FR 45646   
NPRM Comment Period End  10/01/2008    
Final Action  12/00/2008    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proosed/2008/34-58264.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Karen L. Rossotto
Division of Investment Management
Securities and Exchange Commission
100 F Street NE.,
Washington, DC 20549
Phone:202 551-6799
Email: rossottok@sec.gov