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SEC

RIN: 3235-AJ60

Publication ID: Fall 2008

Title: Exchange-Traded Funds
Abstract: The Commission proposed new rules and rule amendments to provide exemptive relief for index-based and actively-managed Exchange-Traded Funds. Exchange-Traded Funds are investment companies registered under the Investment Company Act as open-end investment companies or unit investment trusts.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 80a-6(c)    15 USC 80a-37(a)

Legal Deadline:  None

Timetable: Action Date FR Cite NPRM  03/18/2008  73 FR 14618    NPRM Comment Period End  05/19/2008     Final Action  11/00/2008

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: None
Federalism: No
Included in the Regulatory Plan: No
RIN Information URL: www.sec.gov/rules/proposed/2008/33-8901.pdf
RIN Data Printed in the FR: No
Agency Contact: Adam B. Glazer Division of Investment Management Securities and Exchange Commission 100 F Street NE., Washington, DC 20549 Phone:202 551-6732 Email: glazera@sec.gov