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SEC RIN: 3235-AJ67 Publication ID: Fall 2008 
Title: Prohibition of Fraud by Advisers in Certain Pooled Investment Vehicles 
Abstract: The Commission adopted a new antifraud rule under the Investment Advisers Act that prohibits fraud by investment advisers that provide advice to certain pooled investment vehicles, including hedge funds. The Commission also proposed rules on the definition of accredited investor in those investment vehicles which are now under RIN number 3235-AK21. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 275.206(4)-8   
Legal Authority: 15 USC 206(4)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  01/04/2007  72 FR 400   
NPRM Comment Period End  03/09/2007    
Final Rule  08/09/2007  72 FR 44756   
Final Rule Effective  09/10/2007    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov.rules/final/2007/ia-2668.pdf  
RIN Data Printed in the FR: No 
Related RINs: Related to 3235-AK21 
Agency Contact:
Rochelle Kauffman Plesset
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6840
Email: plessetr@sec.gov