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SEC RIN: 3235-AJ88 Publication ID: Fall 2008 
Title: Revisions of Limited Offerings Exemptions in Regulation D 
Abstract: The Commission proposed a new exemption from the registration provisions of the Securities Act for offers and sales of securities to "large accredited" investors in offerings where each purchaser meets that definition. The Commission also proposed changes to the definition of the term "accredited investor" in Regulation D to reflect developments since its first adoption. Finally, the Commission proposed shortening the timing required by the integration safe harbor in Regulation D and applying uniform updated disqualification provisions to all offerings under Regulations A, D, and E. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 77b(a)(15)    15 USC 77b(b)    15 USC 77c(b)    15 USC 77d    15 USC 77r    15 USC 77s    15 USC 77s(a)    15 USC 77z-3   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  08/10/2007  72 FR 45116   
NPRM Comment Period End  10/09/2007    
Final Action  11/00/2008    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: Undetermined 
Small Entities Affected: Businesses 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov.rules/fproposed/2007/33-8828.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Anthony G. Barone
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE.,
Washington, DC 20549
Phone:202 551-3460
Email: baronea@sec.gov