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SEC | RIN: 3235-AK01 | Publication ID: Fall 2008 |
Title: Exemptions for Certain Foreign Broker Dealers | |
Abstract: The Commission is withdrawing this item from the agenda because the contents of this item are included in this agenda under RIN 3235-AK15. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Completed Actions |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.15a-6 | |
Legal Authority: 15 USC 78c 15 USC 78j 15 USC 78o 15 USC 78q 15 USC 78w 15 USC 78dd 15 USC 78mm |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Matthew Daigler Division of Trading and Markets Securities and Exchange Commission 100 F Street NE., Washington, DC 20549 Phone:202 551-5571 Email: daiglerm@sec.gov |