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SEC RIN: 3235-AK06 Publication ID: Fall 2008 
Title: "Naked" Short-Selling Anti-Fraud Rule 
Abstract: The Commission adopted an anti-fraud rule to address failures to deliver securities that have been associated with "naked" short-selling. The rule is intended to highlight the liability of persons that deceive another person about their intention or ability to deliver securities in time for settlement, including persons that deceive their broker-dealer about their locate source or ownership of shares. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.10D-21   
Legal Authority: 15 USC 78b    15 USC 78c(b)    15 USC 78f    15 USC 78l(h)    15 USC 78j    15 USC 78k-1    15 USC 78o    15 USC 78o-3    15 USC 78q    15 USC 78q-1    15 USC 78s    15 USC 78w(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/21/2008  73 FR 15376   
NPRM Comment Period End  05/20/2008    
Final Action  10/17/2008  73 FR 61666   
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2008/34-58774.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Victoria L. Crane
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5744
Fax:202 772-9355
Email: cranev@sec.gov