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SEC | RIN: 3235-AK18 | Publication ID: Fall 2008 |
Title: ●Security Ratings | |
Abstract: The Commission proposed to replace rule and form requirements under the Securities Act and the Exchange Act that rely on security ratings (for example, Forms S-3 and F-3 eligibility criteria) with alternative requirements. In addition, the Commission requested comment on its rules relating to the disclosure of security ratings. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 229.10 17 CFR 229.1100 17 CFR 229.1112 17 CFR 229.1114 17 CFR 230.134 17 CFR 230.138 17 CFR 230.139 17 CFR 230.168 17 CFR 230.415 17 CFR 230.436 17 CFR 239.13 17 CFR 239.25 17 CFR 239.31 17 CFR 239.33 17 CFR 239.34 17 CFR 239.39 17 CFR 240.14a-101 | |
Legal Authority: 15 USC 77f 15 USC 77g 15 USC 77j 15 USC 77s(a) 15 USC 78l 15 USC 78m 15 USC 78n 115 USC 78o(d) 15 USC 78w(a) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2008/33-8940.pdf | |
RIN Data Printed in the FR: No | |
Related RINs: Related to 3235-AK14, Related to 3235-AK17, Related to 3235-AK19 | |
Agency Contact: Katherine Hsu Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3850 Email: hsuk@sec.gov |