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DOT/FAA RIN: 2120-AJ15 Publication ID: Spring 2009 
Title: Safety Management Systems (SMS)  
Abstract: This rulemaking would require a Safety Management System (SMS) for FAA certificate holders, certain product manufacturers, applicants, and employers. This action is being taken to further enhance the practice of managing safety, conducting risk and system assessments and analysis, undertaking preventive and corrective actions, and creating a safety culture. The intended effect of this action would make the United States compliant with International Civil Aviation Organization (ICAO) annexes. 
Agency: Department of Transportation(DOT)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Prerule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 14 CFR 119    14 CFR 121   
Legal Authority: 49 USC 106(G)    49 USC 1153    49 USC 40101 to 40103    49 USC 40113    49 USC 41706    49 USC 44106    49 USC 44111    49 USC 44701 to 44717    49 USC 44901    49 USC 44903 and 44904    49 USC 44906    49 USC 44912    49 USC 44914    49 USC 44936    49 USC 44938    49 USC 46103    49 USC 46105    49 USC 40105    49 USC 44101    49 USC 44105    49 USC 44119    49 USC 44722    49 USC 45101 to 45105    49 USC 45303   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  08/00/2009    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.regulations.gov   Public Comment URL: www.regulations.gov  
RIN Data Printed in the FR: No 
Agency Contact:
Brenda Courtney
Department of Transportation
Federal Aviation Administration
800 Independence Ave, SW,
Washington, DC 20591
Phone:202-267-3327
Email: brenda.courtney@dot.gov