View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML
CFTC RIN: 3038-AC38 Publication ID: Spring 2009 
Title: Commodity Pool Operator Periodic Account Statements and Annual Financial Reports 
Abstract: The Commission is proposing to revise its regulations to clarify certain periodic and annual reporting requirements applicable to commodity pool operators. The amendments would extend the time period for filing and distributing annual reports of commodity pools that invest in other funds, codify existing Commission staff interpretations regarding the proper accounting treatment and financial statement presentation of certain income and expense items in the periodic account statements and annual reports, streamline annual reporting requirements for pools ceasing operation, codify exemptions staff has provided to CPOs that operate offshore funds that elected to use non-United States GAAP in the preparation of pool financial statements, and clarify and update several other requirements for periodic and annual reports prepared and distributed by CPOs. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 4.7    17 CFR 4.22   
Legal Authority: 7 USC 1a    7 USC 2    7 USC 4    7 USC 6b    7 USC 6c    7 USC 6l    7 USC 6m    7 USC 6n    7 USC 6o    7 USC 12a    7 USC 23   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  02/24/2009  74 FR 8220   
NPRM Comment Period End  03/26/2009    
Next Action Undetermined  To Be Determined    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Eileen R. Chotiner
Futures Trading Specialist, Division of Clearing and Intermediary Oversight
Commodity Futures Trading Commission
Division of Trading and Markets, Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5467
Fax:202 418-5536
Email: echotiner@cftc.gov