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CFTC RIN: 3038-AC57 Publication ID: Spring 2009 
Title: Informal Procedure Relating to the Recommendation of Enforcement Proceedings  
Abstract: The Appendix to the Commission's Rules Relating to Investigations, 17 CFR part 11, set forth informal procedures relating to the recommendation of enforcement proceedings. Under Appendix A to part 11, persons who may be named in the proposed enforcement action may submit to the Division of Enforcement written statements setting forth their views of factual, legal or policy matters relevant to commencement of an enforcement proceeding. The Commission is considering extending the page limit for such written submissions from 20 pages to 45 pages. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Info./Admin./Other 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 11, app A     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 USC 2(a)(12), 9 and 15, 12, 12a(5)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  06/00/2009    
NPRM Comment Period End  07/00/2009    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Edward J. Riccobene
Associate Chief Counsel, Division of Enforcement
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5327
Email: ericcobene@cftc.gov