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CFTC

RIN: 3038-AC70

Publication ID: Spring 2009

Title: ●Amendments to Regulations Permitting Specified Senior Staff of the Commission to Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-regulatory Organization
Abstract: The Commission is proposing to amend regulation 140.72 to permit agency designees to disclose information to exempt commercial markets (ECM) with respect to which the Commission has issued an order finding that a contract traded on the ECM performs a significant price discovery function. In addition, the Commission is proposing to amend regulation 140.73 to eliminate the requirement that disclosures made pursuant to this regulation require the concurrence of the Director of the Division of Enforcement.
Agency: Commodity Futures Trading Commission(CFTC)	Priority: Substantive, Nonsignificant
RIN Status: First time published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: No	Unfunded Mandates: No
CFR Citation: 17 CFR 140.72    17 CFR 140.73
Legal Authority: 7 USC 1 et seq, as amended by PL 110-246

Legal Deadline:  None

Timetable: Action Date FR Cite NPRM  05/00/2009     NPRM Comment Period End  06/00/2009

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Small Entities Affected: No	Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Susan Nathan Deputy General Counsel, Office of General Counsel Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581 Phone:202 418-5133 Email: snathan@cftc.gov