View Rule

View EO 12866 Meetings

Printer-Friendly Version     Download RIN Data in XML

---

CFTC

RIN: 3038-AC72

Publication ID: Spring 2009

Title: ●Financial Resource Requirements for Derivatives Transaction Execution Facilities, Designated Contract Markets, and Derivatives Clearing Organization
Abstract: The Commission is proposing regulations that would establish financial resource requirements for derivatives transaction execution facilities, designated contract markets, and derivatives clearing organizations for the purpose of ensuring that they maintain sufficient financial resources to enable them to perform their functions in compliance with the Commodity Exchange Act.
Agency: Commodity Futures Trading Commission(CFTC)	Priority: Substantive, Nonsignificant
RIN Status: First time published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: No	Unfunded Mandates: No
CFR Citation: 17 CFR 37.10    17 CFR 38.7    17 CFR 39.8
Legal Authority: 7 USC 2    7 USC 5    7 USC 6    7 USC 6c    7 USC 6(c)    7 USC 7a    7 USC 7a-2    7 USC 7b    7 USC 12a as amended by app E of PL 106-554

Legal Deadline:  None

Timetable: Action Date FR Cite NPRM  06/00/2009

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Small Entities Affected: No	Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Eileen Donovan Associate Director, Division of Clearing and Risk Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581 Phone:202 418-5096 Email: edonovan@cftc.gov