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SEC RIN: 3235-AJ36 Publication ID: Spring 2009 
Title: Concept Release Concerning Self-Regulation 
Abstract: The Commission is withdrawing this item from the Unified Agenda because it does not expect to consider this item within the next 12 months, but the Commission may consider the item at a future date. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: None     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 78f    15 USC 78o-3    15 USC 78s   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  12/08/2004  69 FR 71256   
ANPRM Comment Period End  03/08/2005    
Withdrawn  04/01/2009    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/concept/34-50700.htm  
RIN Data Printed in the FR: No 
Agency Contact:
Nancy J. Sanow
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5621
Email: sanown@sec.gov