View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AJ41 Publication ID: Spring 2009 
Title: Municipal Securities Disclosure 
Abstract: The Commission proposed amending Rule 15c2-12 under section 15 of the Exchange Act to delete the reference to the Municipal Securities Rulemaking Board (MSRB) as a recipient of material event notices filed by municipal securities issuers. The Commission subsequently withdrew this proposal in connection with adopting amendments to Rule 15c2-12 in RIN Number 3235-AK20. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.15c2-12   
Legal Authority: 15 USC 78c(b)    15 USC 78o(c)    15 USC 78w(a)(1)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/08/2006  71 FR 71109   
NPRM Comment Period End  01/08/2007    
Withdrawn  12/15/2008  73 FR 76104   
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Local, State, Tribal 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2006/34-54863.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Martha Mahan Haines
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5681
Fax:703 772-9274
Email: hainesm@sec.gov