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SEC RIN: 3235-AJ44 Publication ID: Spring 2009 
Title: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies  
Abstract: The Commission adopted comprehensive reforms of mutual fund disclosure requirements on Form N-1A, including streamlining the delivery of mutual fund information through increased use of the Internet and other electronic means of delivery and clarifying the disclosure of fees and expenses for mutual funds and exchange-traded funds. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.159a    17 CFR 230.482    17 CFR 230.485    17 CFR 230.497    17 CFR 230.498    17 CFR 232.304    17 CFR 232.401    17 CFR 239.15A    17 CFR 274.11A   
Legal Authority: 15 USC 77a et seq    15 USC 80a-1 et seq   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/30/2007  72 FR 67790   
NPRM Comment Period End  02/28/2008    
NPRM Comment Period Reopened  08/06/2008  73 FR 45646   
Comment Period End  08/29/2008    
Final Action  01/26/2009  74 FR 4546   
Final Action Effective  03/31/2009    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2097/33-8998.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Kieran Brown
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6773
Email: brownkg@sec.gov