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SEC | RIN: 3235-AJ81 | Publication ID: Spring 2009 |
Title: Rulemaking for EDGAR System: Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E | |
Abstract: The Commission adopted rules for mandatory EDGAR submission of applications and Regulation E filings under any section of the Investment Company Act, as well as minor technical corrections to the electronic filing rules. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Completed Actions |
Major: No | Unfunded Mandates: No |
CFR Citation: 17 CFR 232.201 17 CFR 270.0-2 | |
Legal Authority: 15 USC 77f to 77h 15 USC 77s(a) 15 USC 78c 15 USC 78I to 78n 15 USC 78o(d) 15 USC 78w(a) 15 USC 78II 15 USC 80a-8 15 USC 80a-29 15 USC 80a-30 15 USC 80a-37 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Information URL: sec.gov/rules/final/2008/33-8981.pdf | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Ruth Armfield Sanders Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6960 Email: sandersr@sec.gov |