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| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| SEC | RIN: 3235-AJ84 | Publication ID: Spring 2009 |
| Title: Custody of Securities With Members of National Securities Exchanges and Registered Management Investment Companies | |
| Abstract: The Division is considering recommending that the Commission propose amendments to the rules under the Investment Company Act that govern investment companies' use of members of national securities exchanges and registered management investment companies as custodians for the investment companies' securities and similar investments. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 270.17f-1 17 CFR 270.17f-2 | |
| Legal Authority: 15 USC 80a-6(c) 15 USC 80a-17(f) 15 USC 80a-26 15 USC 80a-28 15 USC 80a-29 15 USC 80a-30 15 USC 80a-37 | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
|
Agency Contact: Penelope W. Saltzman Senior Special Counsel, Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6734 Email: saltzmanp@sec.gov |
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