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| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| SEC | RIN: 3235-AK11 | Publication ID: Spring 2009 |
| Title: Amendments to Form ADV, Part 1A | |
| Abstract: The Division is considering recommending that the Commission propose amendments to part 1A of Form ADV to collect additional information from registered investment advisers to enhance the efficiency of the Commission's examination program. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 279.1 | |
| Legal Authority: Not Yet Determined | |
|
Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
|
Agency Contact: Vivien Liu Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6728 Email: liuy@sec.gov |
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