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SEC RIN: 3235-AK18 Publication ID: Spring 2009 
Title: Security Ratings 
Abstract: The Commission proposed to replace rule and form requirements under the Securities Act and the Exchange Act that rely on security ratings (for example, Forms S-3 and F-3 eligibility criteria) with alternative requirements. In addition, the Commission requested comment on its rules relating to the disclosure of security ratings. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 229.10    17 CFR 229.1100    17 CFR 229.1112    17 CFR 229.1114    17 CFR 230.134    17 CFR 230.138    17 CFR 230.139    17 CFR 230.168    17 CFR 230.415    17 CFR 230.436    17 CFR 239.13    17 CFR 239.25    17 CFR 239.31    17 CFR 239.33    17 CFR 239.34    17 CFR 239.39    17 CFR 240.14a-101   
Legal Authority: 15 USC 77f    15 USC 77g    15 USC 77j    15 USC 77s(a)    15 USC 78l    15 USC 78m    15 USC 78n    115 USC 78o(d)    15 USC 78w(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  07/11/2008  73 FR 40106   
NPRM Comment Period End  09/05/2008    
Final Action  09/00/2009    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2008/33-8940.pdf  
RIN Data Printed in the FR: No 
Related RINs: Related to 3235-AK14, Related to 3235-AK17, Related to 3235-AK19 
Agency Contact:
Katherine Hsu
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3850
Email: hsuk@sec.gov