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DOL/EBSA RIN: 1210-AB07 Publication ID: Fall 2009 
Title: Fiduciary Requirements for Disclosure in Participant-Directed Individual Account Plans 
Abstract: This rulemaking will ensure that the participants and beneficiaries in participant-directed individual account plans are provided the information they need, including information about fees and expenses, to make informed investment decisions. The rulemaking may include amendments to the regulation governing ERISA section 404(c) plans (29 CFR 2550.404c-1). The rulemaking is needed to clarify and improve the information currently required to be furnished to participants and beneficiaries. 
Agency: Department of Labor(DOL)  Priority: Economically Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 29 CFR 2550 
Legal Authority: 29 USC 1104; 29 USC 1135 
Legal Deadline:  None
Timetable:
Action Date FR Cite
Request for Information  04/25/2007  72 FR 20457 
Comment Period End  07/24/2007   
NPRM  07/23/2008  73 FR 43014 
NPRM Comment Period End  09/08/2008   
Final Action  09/00/2010   
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Katherine D. Lewis
Senior Pension Law Specialist
Department of Labor
Employee Benefits Security Administration
Room N5669, 200 Constitution Avenue NW., FP Building, Room N-5655,
Washington, DC 20210
Phone:202 693-8500

 
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