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DOT/FRA RIN: 2130-AC03 Publication ID: Fall 2009 
Title: ●Positive Train Control 
Abstract: This rulemaking would regulate the submission of Positive Train Control plans; the implementation of the Positive Train Control Systems; and the qualification, installation, maintenance and use of the these systems required under 49 USC 20157 or specifically required by the Federal Railroad Administration. 
Agency: Department of Transportation(DOT)  Priority: Economically Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 49 CFR 236   
Legal Authority: PL 110-432, Section 104 (Codified at 49 USC 20157)    Rail Safety Improvement Act of 2008   
Legal Deadline:  None

Statement of Need: Required by the Railroad Safety Improvement Act of 2008, Pub. L. 110-423.

Summary of the Legal Basis: Required by the Railroad Safety Improvement Act of 2008, Pub. L. 110-423.

Alternatives: The Railroad Safety Improvement Act of 2008 does not permit FRA to exercise discretion in requiring the installation of PTC systems on railroads operating on the affected network.

Anticipated Costs and Benefits: The Railroad Safety Improvement Act of 2008 does not permit FRA to exercise discretion in requiring the installation of PTC systems on railroads operating on the affected network. All costs and benefits that follow are 20 year costs and benefits, discounted at 7% per year. FRA estimates that it will cost between $3 billion and $7 billion to install PTC on passenger railroads, and between $10 billion and $20 billion to install PTC on Class 1 freight railroads. FRA estimates that the benefit of reduced accidents on railroads will be about $800 million, however the net impact on safety could be adverse if shippers and passengers divert to highway transportation.

Risks: The advantages of PTC technology will significantly improve the safety and performance of train operations, significantly reducing the risk of train accidents. Under the statute, required PTC systems will be designed to prevent train-to-train collisions, overspeed derailments, and incursions into roadway worker work limits.

Timetable:
Action Date FR Cite
NPRM  07/21/2009  74 FR 35950   
NPRM Comment Period End  08/20/2009    
Final Rule  01/00/2010    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: Undetermined 
Included in the Regulatory Plan: Yes 
RIN Information URL: www.regulations.gov   Public Comment URL: www.regulations.gov  
RIN Data Printed in the FR: Yes 
Agency Contact:
Kathryn Gresham
Trial Attorney
Department of Transportation
Federal Railroad Administration
1200 New Jersey Avenue, SE,
Washington, DC 20590
Phone:202 493-6063
Email: kathryn.gresham@dot.gov