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DOL/EBSA

RIN: 1210-AB49

Publication ID: Spring 2011

Title: Prohibited Transaction Exemption Procedures
Abstract: This rulemaking will amend and supersede the current rule of procedure that governs the filing and processing of applications for administrative exemptions from the prohibited transaction provisions of Title I of the Employee Retirement Income Security Act of 1974, the Internal Revenue Code of 1986, and the Federal Employees' Retirement System Act of 1986. This amendment will promote transparency and facilitate the efficient consideration of exemption applications by providing plan participants with a clearer understanding of the exemption under consideration, by clarifying the types of information and documentation generally required for a complete filing, and by affording expanded opportunities for the electronic submission of information and comments relating to an exemption application. In August 2010, an NPRM was published for this item under RIN 1210-AA98 (75 FR 53172).
Agency: Department of Labor(DOL)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 29 CFR 2570.30 to 2570.52
Legal Authority: 29 USC 1135 29 USC 1108(a)

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	08/30/2010	75 FR 53172
NPRM Comment Period End	10/14/2010
Final Action	11/00/2011

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: None
Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Related RINs: Previously reported as 1210-AA98
Agency Contact: Mark W. Judge Office of Exemption Determinations Department of Labor Employee Benefits Security Administration 200 Constitution Avenue NW, FP Building, Room N-5700, Washington, DC 20210 Phone:202 693-8550