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SEC

RIN: 3235-AK79

Publication ID: Spring 2011

Title: ●Security-Based Swap Data Repository Registration, Duties, and Core Principles
Abstract: The Commission proposed rules to facilitate registration of security-based swap data repositories and a form to be used to register as a security-based swap data repository.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: First time published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 78m(n)

Legal Deadline: Action Source Description Date Final  Statutory  sec 763(1) of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires adoption 360 from enactment of the statute.  07/16/2011

Timetable: Action Date FR Cite NPRM  12/10/2010  75 FR 77306    NPRM Comment Period End  01/24/2011     Final Action  07/00/2011

Regulatory Flexibility Analysis Required: No	Government Levels Affected: Undetermined
Federalism: Undetermined
Included in the Regulatory Plan: No
RIN Information URL: www.sec.gov/rules/proposed/34-63367.pdf
RIN Data Printed in the FR: No
Agency Contact: Miles Treakle Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3609 Email: treaklem@sec.gov