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| SEC | RIN: 3235-AK73 | Publication ID: Fall 2011 |
| Title: Interim Rule for Reporting Pre-Enactment Security-Based Swap Transactions | |
| Abstract: The Commission adopted an interim final temporary rule that requires specified counterparties to security-based swap transactions entered into on or before July 22, 2010 to 1) report certain information relating to those transactions to a registered security-based swap data repository or to the Commission, and 2) report information relating to those transactions to the commission upon request. The rule is effective through January 12, 2012. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 240.Aa-2T | |
| Legal Authority: 15 USC 78c; 15 USC 78w(a); 15 USC 78mm; PL 111-203, sec 943 | |
Legal Deadline:
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Overall Description of Deadline: Section 766 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires that the Commission promulgate an interim final rule within 90 days of the date of its enactment. |
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Timetable:
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| Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
| Small Entities Affected: No | Federalism: No |
| Included in the Regulatory Plan: No | |
| RIN Information URL: www.sec.gov/rules/interim/2010/34-63094.pdf | |
| RIN Data Printed in the FR: No | |
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Agency Contact: Kathleen Gross Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5305 Email: grayk@sec.gov |
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