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| SEC | RIN: 3235-AJ60 | Publication ID: 2012 |
| Title: Exchange-Traded Funds | |
| Abstract: The Commission proposed new rules and rule amendments to provide exemptive relief for index-based and actively managed exchange-traded funds. Exchange-traded funds are investment companies registered under the Investment Company Act as open-end investment companies or unit investment trusts. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 270.6c-11; 17 CFR 270.12d1-4; 17 CFR 270.12d1-2 | |
| Legal Authority: 15 USC 80a-6(c); 15 USC 80a-37(a); 15 USC 80a-12(d)(1)(J); 15 USC 80a-8(b); 15 USC 80a-24a; 15 USC 80a-29; 15 USC 77f; 15 USC 77g(a); 15 USC 77j; 15 USC 77s(a) | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
| Federalism: No | |
| Included in the Regulatory Plan: No | |
| RIN Information URL: www.sec.gov/rules/proposed/2008/33-8901.pdf | |
| RIN Data Printed in the FR: No | |
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Agency Contact: Aidan O'Connor Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6908 Email: oconnorai@sec.gov |
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