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SEC

RIN: 3235-AJ94

Publication ID: 2012

Title: Investment Company Distribution Fees
Abstract: The Commission proposed a new rule and rule amendments to replace Rule 12b-1 under the Investment Company Act, the rule that permits registered open-end management companies to use fund assets in connection with the distribution of fund shares.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 12b-1     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 80a-12(b)    15 USC 80a-37(a)

Legal Deadline:  None

Timetable: Action Date FR Cite NPRM  08/04/2010  75 FR 47064    NPRM Comment Period End  11/08/2010     Final Action  09/00/2013

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: None
Federalism: No
Included in the Regulatory Plan: No
RIN Information URL: www.sec.gov/rules/proposed/2010/33-9128.pdf
RIN Data Printed in the FR: No
Agency Contact: Thoreau Adrian Bartmann Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6745 Email: bartmannt@sec.gov