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SEC RIN: 3235-AK09 Publication ID: 2012 
Title: Valuation of Portfolio Securities and Other Assets by Investment Companies Under the Investment Company Act 
Abstract: The Division is considering recommending that the Commission propose for comment interpretive guidance regarding the valuation of securities and other assets held by investment companies under the Investment Company Act. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.
Legal Authority: 15 USC 80a et seq; 15 USC 80a-37(a) 
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  02/00/2013   
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Lily C. Reid
Division of Investment Management
Securities and Exchange Commission
100 F Street NE.,
Washington, DC 20549
Phone:202 551-6865
Fax:202 772-9234
Email: reidl@sec.gov

 
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