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Search: Agenda Reg Review ICR

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View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AK40 Publication ID: 2012 
Title: Elimination of Flash Order Exception From Rule 602 of Regulation NMS 
Abstract: The Commission proposed an amendment to Rule 602 of Regulation NMS under the Exchange Act to eliminate an exception for the use of flash orders by exchanges. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 242.602(a)(1)()i)(A) (Revision)   
Legal Authority: 15 USC 78b    15 USC 78c(b)    15 USC 78e    15 USC 78f    15 USC 78k-1    15 USC 78o    15 USC 78o-3    15 USC 78q(a) and (b)    15 USC 78w(a)    15 USC 78mm   
Legal Deadline:  None
Action Date FR Cite
NPRM  09/23/2009  74 FR 48632   
NPRM Comment Period End  11/23/2009    
Second NPRM  07/09/2010  75 FR 39626   
Second NPRM Comment Period End  08/09/2010    
Final Action  12/00/2012    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Theodore Venuti
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5658
Fax:202 772-9274

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