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View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AK42 Publication ID: 2012 
Title: Beneficial Ownership Reporting 
Abstract: The Division is considering recommending that the Commission issue a concept release to identify possible revisions to Regulation 13D-G and Schedules 13D and 13G to modernize the beneficial ownership reporting requirements. The concept release would solicit comment on, among other things, the disclosure obligations relating to the use of equity swaps and other derivative instruments, shortening the filing deadlines, and public disclosure of significant short positions and short sales. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Prerule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.
Legal Authority: Not Yet Determined 
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  10/00/2013   
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Nicholas Panos
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3440

 
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