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SEC | RIN: 3235-AK43 | Publication ID: 2012 |
Title: Proxy Voting and Shareholder Communications | |
Abstract: The Commission issued a concept release to identify potential regulatory responses to concerns raised regarding proxy voting and shareholder communications. The Division is considering recommending that individual issues raised in the concept release be addressed in separate proposing releases with individual RIN numbers. The Division is also considering recommending that the Commission publish an interpretive release addressing issues related to proxy advisory firms, including the disclosure of conflicts of interest. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: Not Yet Determined |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2010/34-62495 | |
RIN Data Printed in the FR: No | |
Agency Contact: Raymond A. Be Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3500 |