View Rule
| Printer-Friendly Version Download RIN Data in XML |
| SEC | RIN: 3235-AK46 | Publication ID: 2012 |
| Title: Regulation of Non-Public Trading Interest | |
| Abstract: The Commission proposed to amend the definition of "bid" or "offer" in Rule 600(b)(8) of Regulation NMS; to lower the trading threshold in Rule 301(b) of Regulation ATS; and to amend the joint SRO plans to require real-time disclosure to address transparency and fairness concerns related to automated trading systems that do not display quotes in the public quote stream. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 242.301(b)(3); 17 CFR 242.600(b)(8) | |
| Legal Authority: 15 USC 78b; 15 USC 78c(b); 15 USC 78e; 15 USC 78f; 15 USC 78k; 15 USC 78k-1; 15 USC 78o; 15 USC 78o-3; 15 USC 78q(a) and (b); 15 USC 78s; 15 USC 78w(a); 15 USC 78mm | |
|
Legal Deadline:
None |
||||||||||||
Timetable:
|
| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
| Federalism: Undetermined | |
| Included in the Regulatory Plan: No | |
| RIN Information URL: www.sec.gov/rules/proposed/2009/34-60997.pdf | |
| RIN Data Printed in the FR: No | |
|
Agency Contact: Arisa Tinaves Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5676 Email: tinavesa@sec.gov |
|
