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View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AK46 Publication ID: 2012 
Title: Regulation of Non-Public Trading Interest 
Abstract: The Commission proposed to amend the definition of "bid" or "offer" in Rule 600(b)(8) of Regulation NMS; to lower the trading threshold in Rule 301(b) of Regulation ATS; and to amend the joint SRO plans to require real-time disclosure to address transparency and fairness concerns related to automated trading systems that do not display quotes in the public quote stream. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 242.301(b)(3); 17 CFR 242.600(b)(8) 
Legal Authority: 15 USC 78b; 15 USC 78c(b); 15 USC 78e; 15 USC 78f; 15 USC 78k; 15 USC 78k-1; 15 USC 78o; 15 USC 78o-3; 15 USC 78q(a) and (b); 15 USC 78s; 15 USC 78w(a); 15 USC 78mm 
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/23/2009  74 FR 61208 
NPRM Comment Period End  02/22/2010   
Final Action  12/00/2012   
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2009/34-60997.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Arisa Tinaves
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5676
Email: tinavesa@sec.gov

 
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