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SEC | RIN: 3235-AK46 | Publication ID: 2012 |
Title: Regulation of Non-Public Trading Interest | |
Abstract: The Commission proposed to amend the definition of "bid" or "offer" in Rule 600(b)(8) of Regulation NMS; to lower the trading threshold in Rule 301(b) of Regulation ATS; and to amend the joint SRO plans to require real-time disclosure to address transparency and fairness concerns related to automated trading systems that do not display quotes in the public quote stream. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 242.301(b)(3) 17 CFR 242.600(b)(8) | |
Legal Authority: 15 USC 78b 15 USC 78c(b) 15 USC 78e 15 USC 78f 15 USC 78k 15 USC 78k-1 15 USC 78o 15 USC 78o-3 15 USC 78q(a) and (b) 15 USC 78s 15 USC 78w(a) 15 USC 78mm |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2009/34-60997.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Arisa Tinaves Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5676 Email: tinavesa@sec.gov |