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| SEC | RIN: 3235-AK69 | Publication ID: 2012 |
| Title: Transitional Registration as a Municipal Advisor | |
| Abstract: The Commission adopted an interim final temporary rule to require all municipal advisors to register with it by October 1, 2010, consistent with the Dodd-Frank Act. The rule has been amended and is effective through September 30, 2013. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 240.15Ba2-6T | |
| Legal Authority: PL 111-203, sec 975 | |
Legal Deadline:
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Timetable:
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| Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: Local, State, Tribal |
| Small Entities Affected: Businesses | Federalism: No |
| Included in the Regulatory Plan: No | |
| RIN Information URL: www.sec.rules/interim/2012/34-67901.pdf | |
| RIN Data Printed in the FR: Yes | |
| Related RINs: Related to 3235-AK86 | |
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Agency Contact: Ira Brandriss Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5681 Email: brandrissi@sec.gov |
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