View Rule
View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
SEC | RIN: 3235-AK86 | Publication ID: 2012 |
Title: Registration of Municipal Advisers | |
Abstract: The Commission proposed new Rules 15Ba1-1 through 15Ba1-7 and new Forms MA, MA-I, MA-W, and MA-NR under the Exchange Act. The proposed rules and forms are designed to give effect to provisions of title IX of the Dodd-Frank Act that, among other things, would establish a permanent registration regime with the Commission for municipal advisors and would impose certain recordkeeping requirements on such advisors. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.15Ba1-1 through 18 CFR 15Ba1-7 17 CFR 249.1300 17 CFR 240.1310 17 CFR 249.1320 17 CFR 249.1330 | |
Legal Authority: 15 USC 78o-4 15 USC 78q 15 USC 78mm |
Legal Deadline:
|
||||||||||||
Timetable:
|
Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2010/34-63576.pdf | |
RIN Data Printed in the FR: No | |
Related RINs: Related to 3235-AK69 | |
Agency Contact: Jennifer Dodd Office of Municipal Securities Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5653 Email: doddj@sec.gov |