This script search US Code. View Rule
Menu Item - Home
Menu Item - Agenda Main page
Menu Item - Historical Agenda
Menu Item - Historical Agenda
Menu Item - Agenda Search
Menu Item - EO Dashboard
Menu Item - Reg Review
Menu Item - EO Agency lists
Menu Item - EO Search
Menu Item - EO Historical Reports
Menu Item - Review Counts
Menu Item - OIRA Letters
Menu Item - EOM 12866 Search
Menu Item - EO XML Reports
Menu Item - ICR Dashboard page
Menu Item - ICR Main page
Menu Item - ICR Search
Menu Item - ICR XML Reports
Menu Item - FAQ
Menu Item - Additional Resources
Menu Item - Contact Us
Search: Agenda Reg Review ICR
       Search

View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AL03 Publication ID: 2012 
Title: Treatment of Asset-Backed Issuers Under the Investment Company Act 
Abstract: The Commission issued a concept release on possible amendments to Rule 3a-7, which excludes certain asset-backed securities issuers from the definition of investment company, subject to various conditions. Such amendments could include replacing references to credit ratings with conditions consistent with section 939A of the Dodd-Frank Act. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 270.3a-7 
Legal Authority: PL 111-203, sec 939; PL 111-203, sec 939A 
Legal Deadline:
Action Source Description Date
Final  Statutory  Dodd-Frank Act requires final rules within one year of enactment.  07/21/2011 
Timetable:
Action Date FR Cite
ANPRM  09/07/2011  76 FR 55308 
ANPRM Comment Period End  11/07/2011   
NPRM  06/00/2013   
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/concept/2011/ic-29779.pdf  
RIN Data Printed in the FR: No 
Related RINs: Related to 3235-AK19 
Agency Contact:
Rochelle Kauffman Plesset
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6840
Email: plessetr@sec.gov

 
About Us   Vertical Spacer Spacer Related Resources   Vertical Spacer Spacer Disclosure   Vertical Spacer Spacer Accessibility   Vertical Spacer Spacer Privacy Policy   Vertical Spacer Spacer Contact Us