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SEC

RIN: 3235-AL05

Publication ID: 2012

Title: Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
Abstract: The Commission proposed rules to facilitate registration of security-based swap dealers and major security-based swap participants and specify forms to be used by firms to register as security-based swap dealers and major security-based swap participants.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: PL 111-203, sec 764(a)

Legal Deadline: Action Source Description Date Final  Statutory  The Dodd-Frank Act requires adoption of final rules a year after enactment.  07/21/2011

Timetable: Action Date FR Cite NPRM  10/24/2011  76 FR 65784    NPRM Comment Period End  12/19/2011     Final Action  06/00/2013

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: Undetermined
Federalism: Undetermined
Included in the Regulatory Plan: No
RIN Information URL: www.sec.gov/rules/proposed/2011/34-65543.pdf
RIN Data Printed in the FR: No
Agency Contact: Bonnie L. Gauch Division of Trading and Markets Securities and Exchange Commission Division of Market Regulation, 100 F Street NE, Washington, DC 20549 Phone:202 551-5524 Fax:202 772-9273