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SEC | RIN: 3235-AL10 | Publication ID: 2012 |
Title: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants | |
Abstract: The Commission proposed rules to implement provisions of title VII of the Dodd-Frank Act relating to external business conduct standards for security-based swap dealers and major security-based swap participants. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: Not Yet Determined |
Legal Deadline:
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2011/34-64766.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Joanne Rutkowski Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5518 Email: rutkowskij@sec.gov |