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| SEC | RIN: 3235-AL15 | Publication ID: 2012 |
| Title: Rules for Nationally Recognized Statistical Rating Organizations | |
| Abstract: The Commission proposed rules and rule amendments to implement certain provisions of the Dodd-Frank Act concerning nationally recognized statistical rating organizations, providers of third-party due diligence services for asset-backed securities, and issuers and underwriters of asset-backed securities. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 232.101; 17 CFR 232.201; 17 CFR 232.314; 17 CFR 240.17g-1; 17 CFR 240.17g-2; 17 CFR 240.17g-3; 17 CFR 240.17g-5; 17 CFR 240.17g-6; 17 CFR 240.17g-7; 17 CFR 240.17g-8; 17 CFR 240.17g-9; 17 CFR 240.17g-10; 17 CFR 249.1400; 17 CFR 240.15Ga-2; 17 CFR 249b.300 (To search for a specific CFR, visit the Code of Federal Regulations.) | |
| Legal Authority: 15 USC 78o-7; 15 USC 78q; 15 USC 78mm; PL 111-203, secs 936, 938, and 943 | |
Legal Deadline:
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Timetable:
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| Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: Undetermined |
| Small Entities Affected: Businesses | Federalism: Undetermined |
| Included in the Regulatory Plan: No | |
| RIN Information URL: www.sec.gov/rules/proposed/2011/34-64514.pdf | |
| RIN Data Printed in the FR: Yes | |
| Related RINs: Related to 3235-AK17 | |
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Agency Contact: Timothy Fox Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5687 Email: foxt@sec.gov |
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