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SEC | RIN: 3235-AL21 | Publication ID: 2012 |
Title: Companies Engaged in the Business of Acquiring Mortgages and Mortgage-Related Securities | |
Abstract: The Commission is reviewing the status under the Investment Company Act of companies that are engaged in the business of acquiring mortgages and mortgage-related securities (together mortgage companies). The review focuses on mortgage companies, such as certain real estate investment trusts, that rely on the exclusion from the definition of investment company in section 3(c)(5)(C) of the Investment Company Act to avoid registration and regulation under that Act. To help facilitate this review, the Commission issued a concept release to request information about these mortgage companies and solicit commenters' views about the application of the Investment Company Act to such companies. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 USC 80a-6(c) 15 USC 80a3-37(a) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: ww.sec.gov/rules/concept/2011/ic-29778.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Rochelle Kauffman Plesset Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6840 Email: plessetr@sec.gov |