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SEC RIN: 3235-AL25 Publication ID: 2012 
Title: Regulation of Cross-Border Security-Based Swap Activities 
Abstract: The Division is considering recommending that the Commission address holistically in a single proposing release the cross-border application of title VII of the Dodd-Frank Act to security-based swap transactions and non-U.S. persons who act in capacities regulated under the Dodd-Frank Act. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.
Legal Authority: Not Yet Determined 
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  01/00/2013   
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest.
RIN Data Printed in the FR: No 
Agency Contact:
Matthew Daigler
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE.,
Washington, DC 20549
Phone:202 551-5571
Email: daiglerm@sec.gov

 
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