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SEC RIN: 3235-AL32 Publication ID: 2012 
Title: ●Concept Release for the Process To Register With the Commission 
Abstract: The Commission is presently reviewing the standards and processes used to facilitate the registration of entities under its jurisdiction. To help facilitate this review, the Division plans to recommend that the Commission issue a concept release designed to collect information and evaluate different aspects of these registration standards and processes. The Concept Release would consider: (1) The policy objectives of registration; (2) how best to achieve these policy objectives through registration and other means; and (3) the relative benefits and costs of the various available means of registration. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Prerule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.
Legal Authority: Not Yet Determined 
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  12/00/2012   
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Andrew Bernstein
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5565

 
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