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SEC RIN: 3235-AL33 Publication ID: 2012 
Title: ●Commission Guidance Regarding Definitions of Mortgage Related Security and Small Business Related Security 
Abstract: The Commission issued interpretive guidance and requested comment on the definitions of the terms "mortgage related security" and "small business related security" in sections 3(a)(41) and 3(a)(53)(A) in the Exchange Act. 
Agency: Securities and Exchange Commission(SEC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 241   
Legal Authority: PL 111-203 sec 939(e)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Interpretive Release  07/23/2012  77 FR 42980   
Interpretive Release Effective  07/20/2012 
Comment Period End  08/22/2012 
Next Action  06/00/2013 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/interpr/2012/34-67448.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Rachel Yura
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5729
Email: yurar@sec.gov