View Rule
View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
SEC | RIN: 3235-AK46 | Publication ID: Spring 2013 |
Title: Regulation of Non-Public Trading Interest | |
Abstract: The Commission proposed to amend the definition of "bid" or "offer" in Rule 600(b)(8) of Regulation NMS to lower the trading threshold in Rule 301(b) of Regulation ATS and to amend the joint-SRO plans to require real-time disclosure to address transparency and fairness concerns related to automated trading systems that do not display quotes in the public quote stream. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 242.301(b)(3) 17 CFR 242.600(b)(8) | |
Legal Authority: 15 USC 78b 15 USC 78c(b) 15 USC 78e 15 USC 78f 15 USC 78k 15 USC 78k-1 15 USC 78o 15 USC 78o-3 15 USC 78q(a) and (b) 15 USC 78s 15 USC 78w(a) 15 USC 78mm |
Legal Deadline:
None |
||||||||||||
Timetable:
|
Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2009/34-60997.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Arisa Tinaves Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5676 Email: tinavesa@sec.gov |