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SEC | RIN: 3235-AK50 | Publication ID: Spring 2013 |
Title: Investment Company Advertising: Target Date Retirement Fund Name and Marketing | |
Abstract: The Commission proposed amendments to its advertising rules to require target retirement date fund marketing materials to provide investors enhanced information about those funds. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 230.156 17 CFR 230.482 17 CFR 270.34b-1 | |
Legal Authority: 15 USC 77e 15 USC 77j(b) 15 USC 77s(a) 15 USC 77z-3 15 USC 78j(b) 15 USC 78w(a) 15 USC 80a-24(g) 15 USC 80a-33(b) 15 USC 80a-37(a) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2010/33-9126.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Matthew DeLesDernier Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6792 Email: delesdernierj@sec.gov |