View Rule
View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
SEC | RIN: 3235-AK57 | Publication ID: Spring 2013 |
Title: Transfer Agent Regulation | |
Abstract: The Division is considering recommending that the Commission propose additions and amendments to the current transfer agent rules in order to update the existing regulatory framework. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.17Ad-1 to 17Ad-4 17 CFR 240.17Ad-6 to 17Ad-7 17 CFR 240.17Ad-12 17 CFR 240.17Ad-13 | |
Legal Authority: 15 USC 78q-1 |
Legal Deadline:
None |
||||||
Timetable:
|
Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Moshe Rothman Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5645 Email: rothmanm@sec.gov |