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View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AK62 Publication ID: Spring 2013 
Title: Proposed Amendments to Rule 610 of Regulation NMS 
Abstract: The Commission proposed amendments to Rule 610 of Regulation NMS that would prohibit an exchange from imposing (a) unfairly discriminatory terms that inhibit fair and efficient access to quotations in a listed option on its exchange, and (b) any fee or fees that exceed or accumulate to more than $0.30 per contract for the execution of an order against any quotation in an options series that is the best bid or best offer of such exchange. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 242.610(a)    17 CFR 242.610(c)   
Legal Authority: 15 USC 78f    17 USC 78k-1   
Legal Deadline:  None
Action Date FR Cite
NPRM  04/20/2010  75 FR 26738   
NPRM Comment Period End  06/21/2010    
Final Action  03/00/2014 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Jennifer L. Colihan
Division of Trading and Markets
Securities and Exchange Commission
Division of Market Regulation, 100 F Street NE,
Washington, DC 20549
Phone:202 551-5642

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