This script search US Code. View Rule
Menu Item - Home
Menu Item - Agenda Main page
Menu Item - Historical Agenda
Menu Item - Historical Agenda
Menu Item - Agenda Search
Menu Item - Agenda XML Reports
Menu Item - EO Dashboard
Menu Item - Reg Review
Menu Item - EO Agency lists
Menu Item - EO Search
Menu Item - EO Historical Reports
Menu Item - Review Counts
Menu Item - OIRA Letters
Menu Item - EOM 12866 Search
Menu Item - EO XML Reports
Menu Item - ICR Dashboard page
Menu Item - ICR Main page
Menu Item - ICR Search
Menu Item - ICR XML Reports
Menu Item - FAQ
Menu Item - Additional Resources
Menu Item - Contact Us
Search: Agenda Reg Review ICR

View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AK79 Publication ID: Spring 2013 
Title: Security-Based Swap Data Repository Registration, Duties, and Core Principles 
Abstract: The Commission proposed rules to facilitate registration of security-based swap data repositories and a form to be used to register as a security-based swap data repository. In June 2011, the Commission issued a release detailing the provisions that are not effective or do not require compliance as of a 360-day deadline in the Dodd Frank Act and granting exemptive relief to entities that meet the definition of security-based swap data repository as set forth in section 3(a)(75) of the Exchange Act from those provisions of section 13(n) of the Exchange Act that require compliance as of the 360-day deadline. This exemptive relief does not end until the earlier of (1) the date the Commission grants registration to the security-based swap data repository and (2) the earliest compliance date for any of the final rules regarding the registration of security-based swap data repositories. The comment period was reopened on May 23, 2013. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 78m(n)   
Legal Deadline:
Action Source Description Date
Final  Statutory  sec 712(e) of the Dodd Frank Act requires adoption 360 days from enactment of the statute.  07/16/2011 
Action Date FR Cite
NPRM  12/10/2010  75 FR 77306   
NPRM Comment Period End  01/24/2011    
NPRM Comment Period Reopened  05/23/2013  78 FR 30800   
NPRM Comment Period End  07/22/2013 
Final Action  12/00/2013 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Richard Vorosmarti
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5635

About Us   Vertical Spacer Spacer Related Resources   Vertical Spacer Spacer Disclosure   Vertical Spacer Spacer Accessibility   Vertical Spacer Spacer Privacy Policy   Vertical Spacer Spacer Contact Us