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SEC RIN: 3235-AL35 Publication ID: Spring 2013 
Title: Supervised Investment Bank Holding Company Rules 
Abstract: Section 617 of the Dodd Frank Act removed section 17(i) from the Exchange Act, under which the Commission had adopted its Supervised Investment Bank Holding Company program. The Commission rescinded rules adopted under the now-removed statutory section. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.17i-1; 17 CFR 240.17i-2; 17 CFR 240.17i-3; 17 CFR 240.17i-4; 17 CFR 240.17i-5; 17 CFR 240.17i-6 
Legal Authority: PL 111-203, sec. 617(a) 
Legal Deadline:  None
Timetable:
Action Date FR Cite
Final Action  07/00/2013   
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Carrie O'Brien
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5640
Email: obrienca@sec.gov

 
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