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View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

TREAS/FINCEN RIN: 1506-AB10 Publication ID: Fall 2013 
Title: Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Investment Advisers 
Abstract: FinCEN is issuing this rule to prescribe minimum standards for anti-money laundering programs to be established by certain investment advisers and to require such investment advisers to report suspicious activity to FinCEN pursuant to the Bank Secrecy Act (BSA) 
Agency: Department of the Treasury(TREAS)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 31 CFR 103 
Legal Authority: 12 USC 1829b; 12 USC 1951 to 1959; 31 USC 5311 to 5314; 31 USC 5316 to 5332 
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/00/2014   
NPRM Comment Period End  05/00/2014   
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Eileen M. O'Neill
Regulatory Policy Specialist
Department of the Treasury
Financial Crimes Enforcement Network
1099 14th Street NW., Suite 4600,
Washington, DC 20005
Phone:202 354-6031
Fax:202 354-6411
Email: eileen.o'neill@fincen.gov

 
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