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TREAS/FINCEN | RIN: 1506-AB10 | Publication ID: Fall 2013 |
Title: Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Investment Advisers | |
Abstract: FinCEN is issuing this rule to prescribe minimum standards for anti-money laundering programs to be established by certain investment advisers and to require such investment advisers to report suspicious activity to FinCEN pursuant to the Bank Secrecy Act (BSA) | |
Agency: Department of the Treasury(TREAS) | Priority: Other Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: No | Unfunded Mandates: No |
CFR Citation: 31 CFR 103 | |
Legal Authority: 12 USC 1829b 12 USC 1951 to 1959 31 USC 5311 to 5314 31 USC 5316 to 5332 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Eileen M. O'Neill Regulatory Policy Specialist Department of the Treasury Financial Crimes Enforcement Network 1099 14th Street NW., Suite 4600, Washington, DC 20005 Phone:202 354-6031 Fax:202 354-6411 Email: eileen.o'neill@fincen.gov |