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View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AK50 Publication ID: Fall 2013 
Title: Investment Company Advertising: Target Date Retirement Fund Name and Marketing 
Abstract: The Commission proposed amendments to its advertising rules to require target date retirement funds' marketing materials to provide investors enhanced information about those funds. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.156    17 CFR 230.482    17 CFR 270.34b-1   
Legal Authority: 15 USC 77e    15 USC 77j(b)    15 USC 77s(a)    15 USC 77z-3    15 USC 78j(b)    15 USC 78w(a)    15 USC 80a-24(g)    15 USC 80a-33(b)    15 USC 80a-37(a)   
Legal Deadline:  None
Action Date FR Cite
NPRM  06/23/2010  75 FR 35290   
NPRM Comment Period End  08/23/2010    
NPRM Comment Period Extended  04/06/2012  77 FR 20749   
Second NPRM Comment Period Reopened End  05/21/2012 
Final Action  10/00/2014 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Matthew DeLesDernier
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6792

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