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SEC RIN: 3235-AK80 Publication ID: Fall 2013 
Title: Regulation SBSR--Reporting and Dissemination of Security-Based Swap Information 
Abstract: The Commission proposed Regulation SBSR to implement provisions of the Dodd Frank Act to provide for the reporting of security-based swap information to registered security-based swap repositories or to the Commission and the public dissemination of security-based swap transaction, volume, and pricing information. Proposed Regulation SBSR also would require a registered SDR to register with the Commission as a securities information processor on existing Form SIP. The Commission reproposed various modifications to proposed Regulation SBSR, particularly Rule 908 thereof, which addresses cross-border transactions, in connection with RIN 3235-AL25, and reopened the comment period on May 23, 2013. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.31; 17 CFR 242.90o to 911 
Legal Authority: 15 USC 78m; 15 USC 78c-3; 15 USC 78m-1; PL 111-203 secs 763 and 766 
Legal Deadline:
Action Source Description Date
Final  Statutory  Dodd Frank Act sec 712(e)  07/16/2011 
Timetable:
Action Date FR Cite
NPRM  12/02/2010  75 FR 75208 
NPRM Comment Period End  01/18/2011   
Second NPRM  05/23/2013  78 FR 30968 
Second NPRM Comment Period End  08/21/2013   
NPRM Comment Period Reopened  05/23/2013  78 FR 30800 
NPRM Comment Period End  08/21/2013   
Final Action  10/00/2014   
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2010/34-63346  
RIN Data Printed in the FR: No 
Related RINs: Related to 3235-AL25 
Agency Contact:
Michael Gaw
Division of Trading and Markets
Securities and Exchange Commission
Division of Market Regulation, 100 F Street NE,
Washington, DC 20549
Phone:202 942-0158
Fax:202 551-5602
Email: gawm@sec.gov

 
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